📄 Cross-examination of Renee Montgomery (part 2) — Tuesday, May 23, 1995
Address:
C:\DEPT103\CRIMINAL\1995\MAY\23\CROSS-EXAMINATION-OF-RENEE-MON.DOC
TRIAL
▲ Day 80 of 167

Cross-examination of Renee Montgomery (part 2)

Witness: Renee Montgomery
Examiner: Robert Blasier
Called by: Prosecution • Date: Tuesday, May 23, 1995 • Utterances: 124
Defense attorney Robert Blasier cross-examined DOJ DNA analyst Renee Montgomery about the D1S80 DNA typing system, methodically challenging the depth of DOJ's experience with the technique. Blasier established that D1S80 had little prior use in casework, no government approval process, only voluntary guidelines, and that Montgomery's proficiency tests for it were internally prepared (non-blind). The session ends abruptly when Harmon requests a sidebar just as Blasier is about to show Montgomery a document.
1 (The following proceedings were held in open court, in the presence of the jury:)
2 THE COURT:

Thank you, ladies and gentlemen. Please be seated. The record should reflect that we've now been rejoined by all the members of our jury panel. Good afternoon, ladies and gentlemen.

THE JURY: Good afternoon. All right. Miss Montgomery, would you resume the witness stand, please.

Renee Montgomery, the witness on the stand at the time of the lunch recess, resumed the stand and testified further as follows:

3 THE COURT:

All right. Good afternoon, Miss Montgomery.

4 MS. MONTGOMERY:

Good afternoon.

5 THE COURT:

You are reminded, ma'am, you are still under oath. And, Mr. Blasier, you may continue with your cross-examination.

6 MR. BLASIER:

Thank you, your Honor. Good afternoon, folks.

THE JURY: Good afternoon.

CROSS-EXAMINATION (RESUMED) BY MR. BLASIER

7 MR. BLASIER:

Miss Montgomery.

8 MS. MONTGOMERY:

Mr. Blasier.

9 MR. BLASIER:

When we broke for lunch, we were talking about your level of experience with the D1S80 system. When the program started at DOJ, was there anyone at DOJ that had any experience at all with D1S80?

10 MS. MONTGOMERY:

Yes. Dr. Nora Rudin had looked at some of the gel systems, I believe it was back in 1990, and that was for a brief period. And at that time, our lab decided to focus on other things. And so the project was dropped. She--Dr. Nora Rudin was a researcher at our laboratory.

KEY QUOTE
11 MR. BLASIER:

And that's the extent of the experience of everybody in your lab with D1S80 prior to when you started--when you were in charge of the program, setting it up?

12 MS. MONTGOMERY:

Correct.

13 MR. BLASIER:

Now, the period of time from when you started to set up this program until it was actually implemented in casework was eight months?

14 MS. MONTGOMERY:

Yes, it was. We started in--well, actually, it was a little over eight months. We started, like I said, in June of `94 and then began casework in April--or June of `93 and then began casework in April of `94.

15 MR. BLASIER:

Is there any requirement at all that a new marker system such as D1S80 or a new technique have any kind of government approval at all to assure that it's a valid system?

16 MS. MONTGOMERY:

Government approval?

17 MR. BLASIER:

Yes.

18 MS. MONTGOMERY:

No, but there are guidelines that are set up that must be met. And some of these are--well, actually these guidelines are addressed under Twgdam, and Twgdam's a technical working group on DNA analysis and methods. And they set up criteria that must be addressed--

19 THE COURT:

Excuse me. Miss Montgomery, the actual question was regarding government.

20 MS. MONTGOMERY:

Okay.

21 MR. BLASIER:

There is no government approval process required at all, is there?

22 MS. MONTGOMERY:

No, there's not.

23 MR. BLASIER:

And you're aware that with clinical testing involving new DNA techniques, they require extensive governmental regulation and approval by the FDA?

24 MR. HARMON:

Objection. It's irrelevant, insufficient foundation.

25 THE COURT:

Sustained.

26 MR. BLASIER:

But there's no such approval process like that required for a new system such as D1S80?

27 MR. HARMON:

"No such approval" is vague, no foundation.

28 THE COURT:

Sustained.

29 MR. BLASIER:

You indicated Twgdam, that there are guidelines that you must follow. Twgdam is a voluntary program, isn't it?

30 MS. MONTGOMERY:

I believe--well, in our laboratory, it's not a voluntary program. It's something that must be followed--the guidelines have to be followed, first of all, for accreditation purposes and also because our laboratory believes in these--in Twgdam guidelines.

31 MR. BLASIER:

There's no enforcement mechanism, however, is there, if you don't follow the guidelines? Are you aware of any?

32 MS. MONTGOMERY:

I'm not aware of any.

KEY QUOTE
33 MR. BLASIER:

And Twgdam is a voluntary--you can run your lab without complying with Twgdam, can't you?

34 MR. HARMON:

Objection. Argumentative, your Honor.

35 MS. MONTGOMERY:

I'm not quite sure.

36 THE COURT:

Overruled.

37 MR. BLASIER:

So you're not sure whether Twgdam is mandatory or not in terms of you being governed by someone other than yourselves?

38 MS. MONTGOMERY:

No, I'm not.

39 MR. BLASIER:

Now, the D1S80 system is really the newest system compared to DQ-Alpha, polymarkers and RFLP; is it not?

40 MS. MONTGOMERY:

Well, compared to those three, yes. But there are other techniques that are being looked at at this time.

41 MR. BLASIER:

There are other techniques that are even newer than D1S80, aren't there?

42 MS. MONTGOMERY:

I'm sorry. Not techniques. I mean markers, because the technique in general is a PCR technique. But it's actually the marker that's--that's the new part of it.

43 MR. BLASIER:

Well, but this is--you described it as a marriage between RFLP and PCR. It's a different system than just PCR and just RFLP, isn't it?

44 MS. MONTGOMERY:

Correct. It's incorporating the two techniques into one.

45 MR. BLASIER:

And just as it might have the strengths of both systems, it also has the weaknesses of both systems put together?

46 MR. HARMON:

Objection. No foundation, assumes facts not in evidence.

47 THE COURT:

Sustained.

48 MR. BLASIER:

Any indication that it works any better than PCR, DQ-Alpha or any better than RFLP?

49 MS. MONTGOMERY:

Well, I believe that all three of these systems are equally reliable and can give reproducible results. I don't see any of them as being better than the other as far as obtaining results. The difference is, as Dr. Cotton and Mr. Sims stated, is with the RFLP, that you can--you need larger amounts of samples and et cetera.

50 MR. BLASIER:

You're aware of the areas of PCR technology where there can be problems such as contamination; are you not?

51 MS. MONTGOMERY:

Yes. We're always concerned with contamination.

52 MR. BLASIER:

And that applies with D1S80; does it not?

53 MS. MONTGOMERY:

Yes, it does.

54 MR. BLASIER:

Because it is a PCR process, correct?

55 MS. MONTGOMERY:

Correct.

56 MR. BLASIER:

So it has all of the potential problems that DQ-Alpha testing has; does it not?

57 MS. MONTGOMERY:

Correct. As far as sensitivity and contamination, yes.

58 MR. BLASIER:

Now, with respect to the RFLP half of it, does it have some of the limitations that RFLP has with respect to the size of a sample that you need?

59 MS. MONTGOMERY:

No, it doesn't. And I guess I need to clarify how I meant by incorporating both RFLP and PCR. By incorporating the RFLP, you know, by the marriagement, it's the--we're looking at these repetitive sequences. And so just to clarify that issue, that's how it's similar to the RFLP process. As far as your question, you--I'm sorry. Could you restate your question?

60 MR. BLASIER:

I think you answered it. Now, as being responsible for setting up this program, you're required or responsible for reviewing all of the relevant literature pertaining to D1S80; are you not?

61 MS. MONTGOMERY:

Yes. I reviewed the literature.

62 MR. BLASIER:

And did you spend a considerable amount of time doing that to make sure that you understood the technology?

63 MS. MONTGOMERY:

Yes.

64 MR. BLASIER:

And do you still keep up with that?

65 MS. MONTGOMERY:

Yes, I do.

66 MR. BLASIER:

Would you agree with--that with respect to D1S80, there's much, much less literature on it than there is, for instance, RFLP?

67 MS. MONTGOMERY:

Yes, that's true.

68 MR. BLASIER:

And there's much, much less literature than there is with PCR, DQ-Alpha, correct?

69 MS. MONTGOMERY:

That's correct.

70 MR. BLASIER:

It has been used in casework much less than PCR, DQ-Alpha and RFLP, correct?

71 MS. MONTGOMERY:

Yes. DQ-Alpha's been around since 1986 or so.

72 MR. BLASIER:

And during the course of your work at DOJ, you've only worked on 20 cases I believe. Is that what you said approximately?

73 MS. MONTGOMERY:

Yes. Approximately 20 cases. Each case involves more than just one sample though.

74 MR. BLASIER:

And how many cases does your lab approximately handle in a year?

75 MS. MONTGOMERY:

Hmm.

76 THE COURT:

Counsel, you want to--are you talking DNA cases?

77 MR. BLASIER:

DNA cases.

78 MS. MONTGOMERY:

Well, our laboratory's not known for quick turn-around time. We tend to be a bit slow at doing cases. So each analyst does approximately two cases a month. That's what we strive for. And in our lab currently, we only have four, I'd say four and a half individuals doing cases. So in the past year, I--this would just be a guess, but, you know, let's say probably around--

79 MR. BLASIER:

A hundred?

80 MS. MONTGOMERY:

--80 to a hundred cases.

81 MR. BLASIER:

And so the--in the 20 cases that you've worked on, does that--is that all of the D1S80 cases?

82 MS. MONTGOMERY:

No, it's not.

83 MR. BLASIER:

Would it be fair to say that the D1S80 cases are a relatively small percentage of the total cases that DOJ handles with DNA testing?

84 MS. MONTGOMERY:

Well, anytime there's a small amount of sample, both the DQ-Alpha and the D1S80 system would be used unless the individual is excluded on one of the systems. Then the other system wouldn't be used at that time. So anytime we have the capability of using both systems, both systems will be used. If it's an RFLP case, then typically we only do the RFLP and we don't do the PCR typing.

85 MR. BLASIER:

Now, cellmark doesn't do D1S80, do they?

86 MS. MONTGOMERY:

No, they don't.

87 (Discussion held off the record between Defense counsel.)
88 MR. BLASIER:

Now, as of August of last year, had Department of Justice reported or testified about any D1S80 results in any case anywhere?

89 MS. MONTGOMERY:

Yes.

90 MR. BLASIER:

How many approximately?

91 MS. MONTGOMERY:

Well, I know of one case, and that's the case that I did in I believe it was the summer of last year in `94. I don't recall if any other cases were--if any of the other analysts have testified to D1S80--

92 MR. BLASIER:

So all you can recall--

93 MS. MONTGOMERY:

--at this time.

94 MR. BLASIER:

I'm sorry?

95 MS. MONTGOMERY:

And so at this time, all I can recall is the one case that I've done.

96 MR. BLASIER:

Now, you were asked some questions about proficiency testing, and I think you indicated that you had been involved in five proficiency tests?

97 MS. MONTGOMERY:

Yes.

98 MR. BLASIER:

All D1S80?

99 MS. MONTGOMERY:

Actually if I can review a document--

100 MR. BLASIER:

Sure.

101 MS. MONTGOMERY:

--answer that for you.

102 (Brief pause.)
103 MS. MONTGOMERY:

And I believe this is the document that you've obtained on discovery.

104 MR. BLASIER:

And how many of those proficiency tests involve D1S80?

105 MS. MONTGOMERY:

Four of the five involve D1S80.

106 MR. BLASIER:

And you indicated that you got those all right?

107 MS. MONTGOMERY:

Correct.

108 MR. BLASIER:

And what does that mean? Does that mean that you got the type that was expected that you'd get?

109 MS. MONTGOMERY:

Yes. That means that the results that were reported out by the laboratory were the expected results.

110 MR. BLASIER:

Now, are these blind tests? Do you know you're being tested?

111 MS. MONTGOMERY:

Yes, we know we're being tested.

112 MR. BLASIER:

And who prepares the samples?

113 MS. MONTGOMERY:

Prepares them for--to send out to our laboratory?

114 MR. BLASIER:

Yeah. Are those prepared in-house?

115 MS. MONTGOMERY:

No. These proficiencies are prepared externally. We subscribe to two systems. One is CTS and another one is cellmark, and we also have in-house proficiencies that have to be done too.

116 MR. BLASIER:

But these far are--the four that related to D1S80, were they externally provided or internally provided?

117 MS. MONTGOMERY:

Yes. These were internally provided.

KEY QUOTE
118 MR. BLASIER:

But you knew you were being tested?

119 MS. MONTGOMERY:

Correct.

120 MR. BLASIER:

Did you know what the results were supposed to be?

121 MS. MONTGOMERY:

No, I didn't.

122 MR. BLASIER:

Let me show you--

123 MR. HARMON:

Could we approach on this, your Honor?

124 THE COURT:

All right. With the court reporter.

Temperature

procedural

Key Quotes (4)

Renee Montgomery
Dr. Nora Rudin had looked at some of the gel systems, I believe it was back in 1990, and that was for a brief period. And at that time, our lab decided to focus on other things. And so the project was dropped.
Establishes that DOJ's prior D1S80 experience before Montgomery took over the program was minimal and abandoned.
Renee Montgomery
No, there's not.
Conceding there is no government approval process required for new DNA marker systems like D1S80, in contrast to FDA-regulated clinical testing.
Renee Montgomery
I'm not aware of any.
Admission that there is no enforcement mechanism if a lab fails to follow TWGDAM guidelines, undermining the guidelines' authority.
Renee Montgomery
Yes. These were internally provided.
Reveals that the four D1S80 proficiency tests were internally prepared rather than externally blind-tested, reducing their value as independent validation.

Evidence (1)

Informal
Proficiency testing records obtained through discovery, reviewed by Montgomery on the stand
reviewed by witness to confirm four of five proficiency tests involved D1S80

Notable Exchanges (3)

Robert BlasierRenee Montgomery
Blasier systematically established the limited literature base, limited casework history, and limited pre-implementation experience with D1S80, getting Montgomery to concede each point in sequence.
strategic
Robert BlasierRenee Montgomery
Blasier got Montgomery to confirm that her D1S80 proficiency tests were internally prepared and that she knew she was being tested, significantly diminishing their value as independent validation.
revealing
Rockne HarmonLance A. Ito
Harmon requested a sidebar just as Blasier was about to present a document to Montgomery, suggesting an anticipated challenge to whatever Blasier planned to show.
strategic

Credibility Attacks (3)

⚔ Renee Montgomery
establishing limited expertise and experience
Blasier established that DOJ's entire D1S80 program was built from near-zero experience (one researcher, brief 1990 study, project dropped), implemented over only eight months, and that Montgomery had worked only approximately 20 D1S80 cases.
⚔ Renee Montgomery
attacking the independence and rigor of proficiency testing
Blasier revealed that the four D1S80 proficiency tests were internally prepared rather than externally blind, and that the analyst knew she was being tested, undermining them as meaningful validation.
⚔ DOJ D1S80 program
exposing lack of regulatory oversight
Blasier established that there is no government approval process for new DNA marker systems, that TWGDAM guidelines are voluntary with no enforcement mechanism, and that D1S80 has a much smaller literature base and casework history than older systems.

Witness Demeanor

(Brief pause.) — witness requests to review a document before answering proficiency test question
(Discussion held off the record between Defense counsel.)

Objections

4 objections (3 sustained, 1 overruled)
Proceeding 6160 • 124 utterances • Prosecution witness
Criminal Trial
Department 103
⚖️ Start
📂 MAY 23, 1995 📄 Cross-examination of Renee Mon
MAY 23, 1995 KRT DvH TD