📄 Redirect examination of Dr. Renee Shields — Thursday, June 22, 1995
Address:
C:\DEPT103\CRIMINAL\1995\JUN\22\REDIRECT-EXAMINATION-OF-DR-REN.DOC
TRIAL
▲ Day 101 of 167

Redirect examination of Dr. Renee Shields

Witness: Dr. Renee Shields
Examiner: George Clarke
Called by: Prosecution • Date: Thursday, June 22, 1995 • Utterances: 158
George Clarke cross-examined defense DNA expert Dr. Renee Shields, focusing on whether Dr. Weir's statistical methods for analyzing mixed DNA stains were scientifically valid. Clarke successfully elicited concessions that Weir's frequency calculations were correct given the right assumptions about the number of contributors, and that the calculations made no assumptions about the known genotypes of Simpson or the victims.
1 DR. SHIELDS:

In this case, yes.

2 MR. CLARKE:

Your Honor, if I could, I would like to use exhibit 410 again. And I believe that's currently on the elmo, if I may.

3 MR. CLARKE:

And, Dr. Shields, if you could, if that monitor is convenient, please use that.

4 DR. SHIELDS:

Sure.

5 MR. CLARKE:

In terms of this chart--and you've testified in answer to questions by Mr. Thompson that you believe that this is an appropriate method of describing frequencies in a mixture such as this mixture?

6 DR. SHIELDS:

As long as it's presented correctly, yes.

7 MR. CLARKE:

In your opinion, are the numbers, and we'll just look at the three numbers that are at the bottom of the three major ratio groups listed there, they're approximately 50 percent; is that fair?

8 DR. SHIELDS:

Yes.

9 MR. CLARKE:

Between 45 and 49--I'm sorry 49 and 59 percent or so?

10 DR. SHIELDS:

Yes.

11 MR. CLARKE:

Okay. I would like you to assume that in that stain--and are you familiar with the actual alleles that were detected in that stain?

12 DR. SHIELDS:

Yes.

13 MR. CLARKE:

And those alleles are what?

14 DR. SHIELDS:

1.1, 1.2 and 4.

15 MR. CLARKE:

I'd like you to assume that that was donated, that is those results from a single contributor. What would the frequency be of that happening?

16 DR. SHIELDS:

Three alleles from a single contributor?

17 MR. CLARKE:

Correct.

18 DR. SHIELDS:

It's actually possible, but we couldn't do a statistic on it.

19 MR. CLARKE:

Would it be fair to say it would be zero or nearly zero?

20 DR. SHIELDS:

It would be fair to say it's nearly zero. Never zero.

KEY QUOTE
21 MR. CLARKE:

I would like you to assume that there's two contributors to this particular result.

22 DR. SHIELDS:

Uh-huh.

23 MR. CLARKE:

Is it your opinion that approximately 50 percent of the time, from two unknown people those results would be obtained?

24 DR. SHIELDS:

No. If you assume 50--that there are two contributors, then I believe that Dr. Weir's method will give you the appropriate result.

25 MR. CLARKE:

And in fact, if there were two contributors, Dr. Weir's method is in fact an accurate method to describe the approximate frequency of those results?

26 DR. SHIELDS:

If one can assume that there are two.

27 MR. CLARKE:

That's what I'm asking you to do.

28 DR. SHIELDS:

Yes.

29 MR. CLARKE:

In other words, based on that assumption, Dr. Weir is absolutely correct?

30 DR. SHIELDS:

Yes. Depends on what you mean "Based on that assumption," but yes.

31 MR. CLARKE:

The assumption that there are two contributors to the stain.

32 DR. SHIELDS:

If you know there are two, yes.

KEY QUOTE
33 MR. CLARKE:

As a corollary or connected with that, if you assume that there were three contributors to that stain, isn't it true that his method of calculating an approximate frequency as he described to this Court earlier with three assumed contributors is absolutely correct?

34 DR. SHIELDS:

Yes. And what's interesting is the comparison between the table that you produced for this, which is the other one, that shows an assumption of two when the theory is that there may be three. It shows why just assuming two, as if you somehow know that from a mixture is wrong because three alleles let's you assume that there are two individuals. But in fact, the 29 stain, some people have suggested that it includes three individuals.

35 MR. CLARKE:

Okay. And would it be a fair--under the assumption that there are three, would it be a fair approach, making that assumption, to use the calculation method by Dr. Weir for three people to describe that situation?

36 DR. SHIELDS:

If you use that assumption, yes. But it's a fairer assumption to make no assumption.

37 MR. CLARKE:

Okay. You talked a little bit about juries, the trier of fact in a case during your examination. Do you recall that?

38 DR. SHIELDS:

Yes.

39 THE COURT:

Excuse me one second. Are we having dueling cameras back there? All right. Proceed.

40 MR. CLARKE:

Thank you.

41 MR. CLARKE:

If a jury were satisfied that there were two and only two contributors to a stain, would the model proposed by Dr. Weir in fact describe that situation?

42 DR. SHIELDS:

Yes.

43 MR. CLARKE:

And the same would be true as far as your testimony if the jury found there were three contributors to a stain using his model for three contributors?

44 DR. SHIELDS:

If they concluded that, yes.

45 MR. CLARKE:

Now, Dr. Weir described--and I use the term "His model." Are you familiar with the article that he described earlier today by Dr. Evett and David Stoney?

46 DR. SHIELDS:

Yes.

47 MR. CLARKE:

Have you read that article?

48 DR. SHIELDS:

I've read it a while back. I have not read it recently and I spent some time on a--at the California association of criminalists meeting with David Stoney discussing these issues.

49 MR. CLARKE:

That's a peer review scientific publication, isn't it?

50 DR. SHIELDS:

Yes.

51 MR. CLARKE:

And in fact, that publication describes the methods used by Dr. Weir in this case?

52 DR. SHIELDS:

Yes.

53 MR. CLARKE:

Are you aware of any scientific, that is peer review scientific publication criticizing that method?

54 DR. SHIELDS:

Yes.

55 MR. CLARKE:

Tell us what that is, please.

56 DR. SHIELDS:

One is the National Research Council.

57 MR. CLARKE:

Is that a peer-reviewed publication in the scientific literature?

58 DR. SHIELDS:

Yes.

59 MR. CLARKE:

Go ahead. Were you going to name others?

60 DR. SHIELDS:

Yes. There's a series of articles and commentaries that go from--that are based on a discussion of an article by Kathryn Roeder or Raeder. I'm not sure how she pronounces her last name, but it's r-o-e-d-e-r. And she published a paper exploring many of the issues, some of which included the problems associated with likelihood ratios, which means the problems associated with taking the frequency, adding assumptions and turning it into a probability, which is what Dr. Weir's done in my opinion.

61 MR. CLARKE:

Okay. Now, are you--

62 DR. SHIELDS:

And now some of the commentaries are critical of doing it.

63 MR. CLARKE:

Okay. Are you discussing now likelihood ratios?

64 DR. SHIELDS:

Yes. And in fact, it is a likelihood ratio the way it's done by Dr. Weir.

65 MR. CLARKE:

Do you recall when Dr. Weir was using--one of the examples he used was--and this involved a series of databases. In other words, assuming if one person was Caucasian and another one was Hispanic, for instance, or Caucasian, African American--I'm sorry--African American and so forth. Do you recall him coming up with a frequency under one of those databases or two of those databases rather?

66 DR. SHIELDS:

Okay. It's actually not a likelihood ratio. What it is is, it's a conditional probability. It's not a frequency. They are conditional probabilities. They are probabilities conditioned on a set of assumptions, for example, ethnic group, number of contributors and so forth and so on.

67 MR. CLARKE:

Okay.

68 DR. SHIELDS:

But that's the same thing. I'm sorry. The same thing happens. In the context of the descriptions of what's good and bad about doing likelihood ratios also applies to discussions of conditional probabilities.

69 MR. CLARKE:

So to you, selecting a database is a conditional probability; is that right?

70 MR. THOMPSON:

Objection. Vague.

71 THE COURT:

Overruled.

72 DR. SHIELDS:

Sure. If you--if you--for example, the one that you have in your--in the other exhibit, the number that comes out of that, which I believe was 1 in 71, is the conditional probability of those two genotypes given those two databases. The given makes it a conditional probability.

73 MR. CLARKE:

Okay. So when, for instance, numbers have--which have already been reported on the board--and let's use the Bronco automobile board to your left there and let's take the example of the center console, item no. 30, found to be--that is not to be excluded was Mr. Simpson. And there are frequencies written in there of from 1 in 520 to in 1400. Do you see that?

74 DR. SHIELDS:

Yes.

75 MR. CLARKE:

And did you hear the testimony about that item, for instance, when this portion of the chart was filled in?

76 DR. SHIELDS:

I might have.

77 MR. CLARKE:

Did you see any of those reported frequencies or have you read any transcripts of how that came about; that is that those frequencies were testified to?

78 DR. SHIELDS:

Yes.

79 MR. CLARKE:

Do you recall that in fact those frequencies were presented because of the differences in frequencies for particular databases?

80 DR. SHIELDS:

Yes.

81 MR. CLARKE:

In other words, 1 in 520 on that example might be from African Americans, Caucasians or Hispanics, correct?

82 DR. SHIELDS:

That's correct.

83 MR. CLARKE:

And I simply don't recall which in particular produced one result. Is it your view then that that constitutes a conditional probability, the answer, that is the frequency to item 30?

84 DR. SHIELDS:

Yeah. The 1 in 520, you can turn it into a conditional probability, but it's also a frequency. And as a frequency, you don't have to assume that. You can say that the frequency is 1 in 520 in that database.

85 MR. CLARKE:

Okay.

86 DR. SHIELDS:

That's not a probability.

87 MR. CLARKE:

Then when Dr. Weir uses the number 1 out of 71, he's making the same types of assumptions about databases, correct?

88 DR. SHIELDS:

Yes.

89 MR. CLARKE:

What he's adding to it is an assumption that there is, for instance, in his first assumption that there are two contributors?

90 DR. SHIELDS:

Yes.

91 MR. CLARKE:

So is that then the only thing that's been added on in terms of these conditional probabilities to what's already been reported in court?

92 DR. SHIELDS:

It would depend on which one you're looking at. But you can assume that there's two and exactly two, then you do it for different ethnic groups and different combinations of ethnic groups. That adds another layer for example; that you have to do all the pair-wise comparisons among ethnic groups. And if you add the possibility of doing three, you could then say that you should do the probability of two or three, if you think either of those are reasonable. And what I would say is that if you're going to do the probability that it's two or exactly--exactly two or three, exactly three or four or exactly four, you can also do it the way that the NRC recommends, which is just to say, we're not going to worry about whether it's two, three or four exactly. We're going to say what happens if we don't make any assumptions about the numbers.

93 MR. CLARKE:

Incidentally, is it your testimony that the NRC's comment, that one last sentence in the paragraph, is clear and unambiguous?

94 DR. SHIELDS:

Yes.

95 MR. CLARKE:

Is it your testimony that--and you were here for Dr. Weir's testimony earlier this morning?

96 DR. SHIELDS:

Yes.

97 MR. CLARKE:

Is it your belief that the opinion he offered about that particular phrase "Being ambiguous" is wrong?

98 DR. SHIELDS:

Yes.

99 MR. CLARKE:

You also described, Dr. Shields, your opinion that in Dr. Weir's calculations, not likelihood ratios, but the calculation such as 1 in 71, that those were making assumptions about who the contributors were. Do you recall that?

100 DR. SHIELDS:

Yes.

101 MR. CLARKE:

In reality, don't those calculations make no assumptions about any of the known people in this case?

102 DR. SHIELDS:

No. Say--I'm sorry. No. Not when they're presented as likelihood ratios.

103 MR. CLARKE:

Okay. I want you to stop.

104 DR. SHIELDS:

Okay.

105 MR. CLARKE:

And what I'm referring to now are the calculations he made of frequencies, not likelihood ratios, but using as an example the 1 out of 71?

106 DR. SHIELDS:

Okay. Now, go ahead. 1 out of 71 individuals with these--

107 MR. CLARKE:

Well, why don't we--do you have the report in front of you by the way?

108 DR. SHIELDS:

No. I do. I'm sorry. I do. I have his report.

109 (Brief pause.)
110 DR. SHIELDS:

Page?

111 MR. CLARKE:

And do you have the report dated June 21st?

112 DR. SHIELDS:

Yes.

113 MR. CLARKE:

If you could, could you turn to page 38?

114 DR. SHIELDS:

Okay.

115 MR. CLARKE:

And in particular, at the bottom is a table 29-C. Do you see that?

116 DR. SHIELDS:

Yes.

117 MR. CLARKE:

And in fact, we see the number 1 out of 71 twice in the African American, Caucasian combination for two contributors as well as in the African American, southeast Hispanic combination as well; is that right?

118 DR. SHIELDS:

Yes.

119 MR. CLARKE:

Is it your testimony that that constitutes a likelihood ratio?

120 DR. SHIELDS:

No.

121 MR. CLARKE:

Is it your testimony that that number has anything to do with the known types of the two victims and Mr. Simpson in this case?

122 DR. SHIELDS:

No. This one assumes that there are two and only two contributors.

123 MR. CLARKE:

And it makes no assumptions whatsoever about Mr. Simpson--

124 DR. SHIELDS:

Well, actually--excuse me--this one assumes that there's the potential of three.

125 MR. CLARKE:

All right. It makes no assumptions whatsoever and in no manner uses the known types of Mr. Simpson or the two victims, does it?

126 DR. SHIELDS:

No. But that--but see, Dr.--what I heard earlier today was Dr. Weir talking about known genotypes in the numerator. He was talking about likelihood ratios as well as frequencies today.

127 MR. CLARKE:

All right. I'm asking you about this table.

128 DR. SHIELDS:

Okay. The table is frequencies I agree. You can do it as frequencies.

129 MR. CLARKE:

And in fact, it uses in no manner the known types of these three individuals, does it?

130 DR. SHIELDS:

That's correct.

131 MR. CLARKE:

You described seeing mixtures in previous cases that you've worked on; is that correct?

132 DR. SHIELDS:

Yes.

133 MR. CLARKE:

Were frequencies reported?

134 DR. SHIELDS:

No. The most recent one was in Minnesota in Federal Court, and those frequencies were withdrawn.

135 MR. CLARKE:

Well, what I'm talking about--well, was that a case that involved only mixtures?

136 DR. SHIELDS:

No. There was finally--there was a hair left that was not a mixture, and that was the only one that was presented.

137 MR. CLARKE:

Okay. What I'm asking though is, were any numbers presented in any of the cases you've been involved in--

138 DR. SHIELDS:

Oh, yes. They present--oop.

139 MR. CLARKE:

I'm sorry, doctor.

140 THE COURT:

The court reporter is about to kill both of you.

KEY QUOTE
141 DR. SHIELDS:

Okay.

142 MR. CLARKE:

For just the mixtures only.

143 DR. SHIELDS:

Yes.

144 MR. CLARKE:

And numbers were presented?

145 DR. SHIELDS:

They were originally presented and they were withdrawn the day of the Dahmer hearing.

146 MR. CLARKE:

How many cases have you seen mixtures in approximately?

147 DR. SHIELDS:

This kind of mixture--

148 MR. THOMPSON:

Excuse me. Asked and answered.

149 THE COURT:

Overruled.

150 DR. SHIELDS:

The kinds of mixtures that are not mixtures associated with sexual assaults. Maybe three, four.

151 MR. CLARKE:

And were numbers presented in each instance for the stains that showed mixtures?

152 DR. SHIELDS:

In three, there were attempts to present numbers with those mixtures. They usually were associated with presenting numbers for subsets of the mixture under the assumption that they were particular individuals.

153 MR. CLARKE:

In other words, were those frequencies calculated based on, as you used the term, a "Conditional probability"?

154 DR. SHIELDS:

No.

155 (Discussion held off the record between the Deputy District Attorneys.)
156 MR. CLARKE:

Can I have just a moment, your Honor? I'm sorry.

157 (Brief pause.)
158 MR. CLARKE:

Thank you. Nothing further, your Honor.

Temperature

tense

Key Quotes (4)

Dr. Renee Shields
If you know there are two, yes.
Key concession that Dr. Weir's method is valid under the prosecution's assumptions — Clarke built the entire cross around extracting this admission.
Dr. Renee Shields
It would be fair to say it's nearly zero. Never zero.
Shields concedes the statistical improbability of a single contributor producing those alleles, while carefully hedging — illustrates her precision under pressure.
Dr. Renee Shields
And what I heard earlier today was Dr. Weir talking about known genotypes in the numerator. He was talking about likelihood ratios as well as frequencies today.
Shields tries to reframe the concession — she is distinguishing between frequencies and likelihood ratios to limit the damage of her admissions.
Lance A. Ito
The court reporter is about to kill both of you.
Light moment when Clarke and Shields kept talking over each other.

Evidence (5)

People's 410
Chart showing frequency ratios for mixed DNA stain, displayed on the ELMO
discussed
Informal
Bronco automobile evidence board showing item no. 30 (center console), frequencies 1 in 520 to 1 in 1400, not excluding Simpson
discussed
Informal
Dr. Weir's report dated June 21st, page 38, Table 29-C showing 1 in 71 frequency calculations
discussed
Informal
Evett and Stoney peer-reviewed article describing Weir's mixture analysis method
discussed
Informal
National Research Council (NRC) publication on DNA statistics, including guidance on mixtures
discussed

Notable Exchanges (3)

George ClarkeDr. Renee Shields
Clarke methodically walked Shields through conditional assumptions (2 contributors, then 3), extracting step-by-step concessions that Weir's method was correct under each assumption, then confirmed the calculations used no known genotypes from Simpson or the victims.
strategic
George ClarkeDr. Renee Shields
Shields attempted to pivot the discussion to likelihood ratios to limit her concessions, and Clarke repeatedly redirected her back to the specific frequency table (Table 29-C) to lock in the admission.
tense
Dr. Renee ShieldsGeorge Clarke
Shields explained the NRC's preferred approach of making no assumption about the number of contributors, and stated flatly that Dr. Weir's characterization of the NRC language as ambiguous was wrong.
revealing

Light Moments (1)

Lance A. Ito
After Clarke and Shields repeatedly interrupted each other, Judge Ito quipped 'The court reporter is about to kill both of you.'

Credibility Attacks (1)

⚔ Dr. Weir
expert disagreement via cross of opposing expert
Clarke used Shields's own testimony to establish that Weir's method was valid under stated assumptions, effectively undermining the defense's use of Shields to discredit Weir — the cross turned the defense witness into a partial endorsement of the prosecution's statistics.

Witness Demeanor

(Brief pause.) — while Shields located the report
(Discussion held off the record between the Deputy District Attorneys.) — Clarke conferred with colleagues before concluding
(Brief pause.) — before Clarke ended cross-examination

Objections

2 objections (0 sustained, 2 overruled)
Proceeding 6517 • 158 utterances • Prosecution witness
Criminal Trial
Department 103
⚖️ Start
📂 JUN 22, 1995 📄 Redirect examination of Dr. Re
JUN 22, 1995 KRT DvH TD